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Qualified institutional placement
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241	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 27, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-27 16:54:35 United States securities law United States Securities and Exchange Commission 73rd United States Congress Corporate crime U.S. Securities and Exchange Commission Hedge fund Securities Exchange Act Qualified institutional placement Financial economics Investment Finance
242	PCX: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to a Proposed Listing Fee Schedule for Exchange Traded Funds and Closed-End Funds Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-04 15:35:24 Collective investment schemes Finance Exchange-traded fund Closed-end fund Bond Financial adviser PCX Qualified institutional placement Mutual fund fees and expenses Financial economics Investment Funds
243	Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards; Rel. No[removed], File No. SR-Amex[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-22 16:23:35 United States Securities and Exchange Commission Securities Exchange Act Financial economics Investment Economy of the United States Stock exchange SEC filings American Stock Exchange Qualified institutional placement Stock market United States securities law 73rd United States Congress
244	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-19 13:26:08 SEC filings Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Finance Government Qualified institutional placement United States securities law 73rd United States Congress United States Securities and Exchange Commission
245	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 8, 2011 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-09 13:22:52 Financial regulation Economy of the United States Securities Exchange Act Financial economics Regulation NMS U.S. Securities and Exchange Commission NASDAQ Qualified institutional placement SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress
246	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]September 12, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-13 13:55:04 Finance Initial public offering Security Securities Exchange Act American depositary receipt Stock exchange Qualified institutional placement SEC filing Stock market Financial economics Investment
247	Order Granting Approval of Proposed Rule Change Amending Section[removed]of the Listed Company Manual, Which Describes Certain Complimentary Products and Services that are Offered to Certain Issuers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-03 19:48:25 Finance American depositary receipt Securities Exchange Act Initial public offering Security Stock exchange Qualified institutional placement SEC filing Stock market Financial economics Investment
248	PDF Document Add to Reading List Source URL: www.subex.com Language: English - Date: 2014-04-21 07:31:24 Investment Finance Equity securities Convertible bond Security Warrant Bond Demat account Qualified institutional placement Corporate finance Financial economics Stock market
249	@ R 0T H Capita Partners September 4,2007 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-05 14:52:54 Investment 73rd United States Congress New Deal Securities Act Financial economics ROTH Capital Partners U.S. Securities and Exchange Commission Qualified institutional placement United States Securities and Exchange Commission United States securities law Financial regulation
250	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-13 14:24:38 Finance Business 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Structured product Security Securities and Exchange Commission Qualified institutional placement Financial economics Stock market United States securities law

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